Who are Colin Seibert and Dixon Lewis? Seibert Lewis Wealth Group Investigation
William Colin Seibert (Colin Seibert) is the Managing Director and Branch Manager of Seibert Lewis Wealth Group in Houma, LA. He is currently a registered broker with Raymond James since 2013. Prior to Raymond James, Colin Seibert had stints with Morgan Keegan, Wells Fargo Investments, Wells Fargo Brokerage Services, Pritchard Capital Partners, and Bank United Securities. According to FINRA’s BrokerCheck, he has been the subject of 3 customer disputes so far.
Felix Dixon Lewis IV (Dixon Lewis) was also affiliated with Seibert Lewis Wealth Group. He was a registered broker with Raymond James from 2013 to 2018. According to FINRA’s BrokerCheck, he has 1 disclosure.
Peiffer Wolf represents multiple Colin Seibert and Dixon Lewis investors and is currently investigating claims against Colin Seibert and Dixon Lewis of Seibert Lewis Wealth Management and Raymond James. According to our conversations with investors and analysis of investment portfolios, Seibert Lewis investors have lost significant sums of investment funds in various oil and gas investments, limited partnerships, oil and gas REITs, Linn Energy, LinnCo, Energy Transfer LP, Memorial Production, Enterprise Products Partners LP, CSI Compressco LP, Superior Energy Services, and many others.
Colin Seibert
According to FINRA’s BrokerCheck website for Public Disclosures, Colin Seibert has been the subject of 3 disclosures. All 3 of his customer disputes were closed with no-action.
- January 2021 – Customer Dispute. Allegations include “unsuitable investments, primarily in oil and gas securities”, “reverse churning” and failure to disclose margin use.
- October 2008 – Customer Dispute. Allegations included “customer alleges misrepresentation of features of variable annuity.”
- September 2008 – Customer Dispute. Allegations included “customer alleges broker placed his money in an investment that was unsuitable to his needs and requests at the time of purchase.”
- November 2007 – Customer Dispute. Allegations included “unauthorized purchase of a bond mutual fund.”
To review Colin Seibert’s Brokercheck report, click here:
https://brokercheck.finra.org/individual/summary/2710335
*BrokerCheck is run by the Financial Industry Regulatory Authority, Inc. (FINRA)
Dixon Lewis
According to FINRA’s BrokerCheck, Dixon Lewis has been the subject of 1 disclosure:
- May 2016 – Customer Dispute. Settlement Amount: $21,000. Allegations included “violations of federal securities laws, Louisiana Securities Act, unsuitable investments, breach of fiduciary duty, and common law fraud.”
To review Dixon Lewis’ Brokercheck report, click here:
https://brokercheck.finra.org/individual/summary/1713722
*BrokerCheck is run by the Financial Industry Regulatory Authority, Inc. (FINRA)
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Colin Seibert or Dixon Lewis – Seibert Lewis Wealth Group Client?
Financial advisors (brokers) have a legal obligation and regulatory obligation to recommend only suitable investments that are appropriate for their individual clients. Their broker-dealer (employing brokerage firm) has a legal obligation and regulatory obligation to supervise the financial advisor’s sales practices and dealings with clients. To the extent that any of these duties are breached, the customer may be entitled to a recovery of his or her investment losses.
Prior to Seibert Lewis Wealth Management and Raymond James, Colin Seibert was a registered broker with Morgan Keegan, Wells Fargo Investments, Wells Fargo Brokerage Services, Pritchard Capital Partners, and Bank United Securities.
Prior to Seibert Lewis Wealth Management and Raymond James, Dixon Lewis had been a registered broker with Morgan Keegan & Company, Inc., Regions Investment Company, Inc., and Invest Financial Corporation.
FINRA maintains a database of investor complaints and disciplinary and employment history for registered representatives and publishes some of this information on its BrokerCheck website, www.brokercheck.finra.org.
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If you believe you were a victim of investment fraud or broker misconduct, it is imperative to take action. Peiffer Wolf has represented thousands of victims, and we remain committed to fighting on behalf of investors.
Peiffer Wolf is currently investigating Colin Seibert’s practices, as well as the products he recommended to individual investors. Concerns about possible broker misconduct and investment fraud are serious, and we are committed to fighting on behalf of investors. Contact Us Today for a FREE Consultation. 504-523-2434
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