Representative Cases – The firm’s lawyers represented several investors in connection with claims for losses involving misrepresentations and omissions relating to Securities America’s sales of Medical Capital Notes. The investors have alleged that Securities America and its representatives…
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Representative Cases – The firm’s lawyers obtained an award of more than $20 Million on behalf of 32 Louisiana and Mississippi investors (32 Exxon Mobile retirees). This award is one of the top-10 FINRA awards ever given against…
Representative Cases – Attorneys Alan Rosca and Joe Peiffer filed two securities class actions on behalf of investors in two programs sponsored by Thompson National Properties (TNP), TNP 6700 Santa Monica Boulevard (also known as “TNP Kodak”) and…
Gopi Krishna Vungarala Allegedly Made False and Misleading Statements to a Native American Tribe and Purportedly Persuaded the Tribe to Invest Hundreds of Millions of Dollars in Non-traded Real Estate Investment Trusts and Business Development Companies but Failed to Disclose that…
Retired Rochester (NY) Teacher Awarded Over $450,000 American Portfolios Financial Services, Inc. of Holbrook (NY) Found Liable ROCHESTER, NY (November 6, 2017) — On November 2, 2017, a Financial Industry Regulatory Authority (“FINRA”) Arbitration Panel awarded Elizabeth Jachles (“Libby”), a…
Collective Class Action Against Genghis Grill Restaurant Filed by Peiffer Wolf Carr & Kane Conditionally Certified ST. LOUIS and MEMPHIS, Tenn., Oct. 10, 2017 /PRNewswire/ — On October 4, 2017, the United States District Court for the Western District of Tennessee, located in Memphis, issued…
Sonya D. Camarco Allegedly Orchestrated Fraud by Purportedly Making Misappropriations of over $2.8 Million from Her Clients and Customers, Purportedly Including Many Elderly Clients Colorado Springs resident Sonya D. Camarco, has had her assets frozen by the SEC…
Louis Navellier and Navellier & Associates, Inc. Allegedly Issued False Performance Claims in His Advertising Materials Louis Navellier and Navellier & Associates, Inc. from 2010 to 2013, Mr. Navellier allegedly defrauded their clients and prospective clients, by purportedly…
Roger S. Zullo and His Firm LPL Financial Allegedly Falsified Client Financial Suitability Profiles, Defrauded His Clients, and Purportedly Sold His Customers– Many of whom Were Senior Citizens– Unsuitable Variable Annuities; Roger S. Zullo Allegedly Brought in $1.8 million…
Kyle P. Harrington Allegedly Concealed Undisclosed Private Securities Transactions from National Securities Corporation; Linda Milberger Also Allegedly Gave Assistants to Fabricate False Documents to Submit to FINRA to Hide the Aforementioned Misconduct Kyle Harrington allegedly concealed undisclosed private securities transactions…