On January 9, 2017, the United States District Court for the Southern District of Illinois granted final approval to a class action settlement in the case Volz, et al. v. Tricorp Management Company, et al.; No 16-cv-00627. In…
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808 Renewable Energy Corp. and its founder and CEO Patrick Carter Allegedly Misled Investors and Ran a $30 Million Fraud Scheme 808 Renewable Energy Corp. and its CEO and founder Patrick Carter the founder and CEO of 808…
Roger Zullo Allegedly Took Part in Sales of Costly Variable Annuities to Retirees and Health Care Workers Which Brought in as Much as $1.8 Million in Commissions Roger S. Zullo, an investment adviser with Boston’s LPL Financial, allegedly…
Davis Escarcega Allegedly Made Materially False and Misleading Statements to seven customers in connection with their purchase of securities Totaling Approximately $4.1 Million Davis Joseph Escarcega, of Phoenix, Arizona, allegedly made false and misleading material misrepresentations to investors…
Dawn Bennett Allegedly Failed to Testify in an Investigation of Possible Fraud Related to Her Clothing Company, DJBennett.com Dawn Bennett allegedly failed to provide testimony in an investigation of possible fraud related to her clothing company, DJBennett.com, according…
Files Anti-SLAPP Motion Against Big Oil Last year, Peiffer Wolf Carr & Kane sued the City of Los Angeles on behalf of a group called Youth for Environmental Justice. The basic idea of the case was that Los…
Tom Andrews Allegedly Orchestrated an Almost $9 Million Investment Fraud Scheme in Utah; Federal Judge Spurns Andrews’ Plea Deal Tom Andrews allegedly took part in an almost $9 million investment fraud scheme in Utah, according to reports from…
Ash Narayan Suspended on an Interim Basis by the Certified Financial Planner Board of Standards, Inc. (CFP Board) Ash Narayan is facing an interim suspension from the Certified Financial Planner Board of Standards, Inc. (CFP Board), according to…
The Peiffer Wolf Carr & Kane Firm and the Council on American-Islamic Relations in Missouri filed a federal, nationwide, class-action lawsuit in the United States District Court for the Eastern District of Missouri, located in St. Louis, Missouri,…
United Development Funding IV investors represented by Peiffer Wolf Carr & Kane securities lawyers have filed claims against brokerage firms that improperly sold unsuitable UDF IV products. The UDF investors are seeking the return of their funds lost…