On October 18, 2016, United Development Fund IV (“UDF”) announced its receipt of a notice of delisting from the parent entity of the NASDAQ exchange. This notice came in response to UDF’s inability to meet its filing deadline…
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Traffic Monsoon and Charles Scoville are alleged to have operated a fraudulent scam that affected over 160,000 members/investors in Traffic Monsoon throughout the world. The Securities and Exchange Commission filed a complaint against Traffic Monsoon that alleges that…
Peter Kohli Allegedly Raised $3.2 Million through Fraudulent Measure; Kohli Allegedly Raised Funds as the Fund Was Purportedly Plummeting Peter Kohli, of Pottstown, PA, allegedly used fraudulent means to raise more than $3.2 million from a pool of…
Wells Fargo & Co customers aiming to sue the bank over bogus accounts opened in their names may be in for an unpleasant surprise: the fine print requires them to take their claims to an arbitrator instead of…
The Peiffer Wolf Carr & Kane attorneys have recently filed a nationwide class action lawsuit against ITT Educational Services, Inc., commonly known as “ITT Tech” alleging that ITT Tech has violated the Worker Adjustment and Retraining Notification (“WARN”)…
Christopher Brogdon investors represented by the Peiffer Wolf Carr & Kane securities lawyers have filed a new lawsuit to recover money they invested in municipal bonds offered and sold by Christopher Brogdon. The Brogdon Bond investor lawsuit was…
Enviro Board Allegedly Promised to Quickly Earn Money by Selling Millions of Dollars in Highly Complex Federal Tax Credits Joshua D. Mosshart, President of Enviro Board Corporation, allegedly made huge projections of multi-million dollar profits to potential investors…
Kevin Wanner Charged with Securities Fraud by the North Dakota Regulators; Securities Lawyers Preparing to Take Action Kevin Wanner, a North Dakota investment professional, was charged with perpetrating a fraudulent investment scheme that victimized over 40 investors in…
The state settlement provides few details about the behavior that got Mr. Wyatt and Morgan Stanley into trouble. But closed testimony and thousands of pages of documents from the arbitration cases reviewed by The New York Times shed…
John Fox Allegedly Uncorked an Eleborate Wine Ponzi Scheme where He Ultimately Bought Wine from Rival Retailers To Complaining Customers Waiting for their Select Vintages Premier Cru owner John Fox lived the high life in the Bay, allegedly using…