Joe Peiffer was recently quoted in On Wall Street about shortfalls in FINRA’s BrokerCheck service. BrokerCheck does not disclose complete information about brokers. Joe, as president of the Public Investors Arbitration Bar Association (PIABA), drafted a letter to…
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Adam Wolf was recently quoted in the AP regarding a case that the firm is litigating for its clients Jerry Olson and Medical Marijuana of the Rockies. You can read the article here. The article, which was distributed…
Joe Peiffer was recently quoted in an article that appeared in the magazine Financial Planning. The article concerned brokers’ meaningless self-designations as “retirement specialists.” LPL Financial recently paid a fine of $250,000 in relation to ten of its…
For the fourth consecutive year, Adam Wolf was a featured speaker at the annual convention of the American Association for Justice. This year’s conference, attended by attorneys from around the world, took place in Montreal, Canada. Adam provided…
We are pleased—and proud—to report on a terrific ruling we received recently in one of our cases! In D.H. v. Clayton County School District, we represent D.H., a student in Atlanta, Georgia. When he was 12 years old,…
San Francisco, CA – Today, the law firm of Peiffer Wolf Carr & Kane Abdullah Carr & Kane, LLP filed a brief in the United States Supreme Court on behalf of its client, the City of Reno. The…
We are delighted to announce that our firm family has expanded! After Adam Wolf’s law firm, Wolf Legal, P.C., merged with our firm, our new firm name is Peiffer Wolf Carr & Kane Abdullah Carr & Kane, L.L.P….
07 May: Barry Bekkedam Accused of Securities Fraud in Connection with Scott Rothstein’s Ponzi Scheme
Barry R. Bekkedam, the former owner, Chairman, and CEO of Ballamor Capital Management, LLC, is accused of committing securities fraud by the Securities and Exchange Commission (“SEC”). From April through October 2009, Bekkedam encouraged his clients and others…
Harry Stokes orchestrated a Ponzi scheme and defrauded investors out of millions of dollars, according to a complaint filed in North Carolina state court. Stokes was licensed to sell investment products and owned an insurance firm, Contemporary Benefits…
Hundreds of individuals invested over $16 million in a fruitless gold mining venture organized by Nekekim Corporation and its CEO, Kenneth Carlton, according to a complaint filed by the Securities and Exchange Commission. Nekekim and Carlton defrauded investors…