Published by usagnet by USAgNET 05/03/2019 — A FINRA arbitration panel has awarded $3.2 million to an Alleghany County egg-farming family swindled in a variable annuity (VA) and life insurance scheme promoted by a former AXA financial…
Securities Fraud
Published by ABC 13 WHAM Rochester by Jane Flasch/WHAM Thursday, May 2nd 2019 — Rochester, N.Y. – 13WHAM reported Wednesday about a Rochester investment broker convicted of grand larceny involving one client – and ordered to pay $2.3 million to…
Published by Financial Advisor IQ By Alex Padalka May 3, 2019 — AXA Advisors is on the hook for close to $4 million over alleged failures in supervising the variable annuity and insurance sales by one of its brokers…
03 May: Allegany County chicken farmers awarded $3.2M in largest Upstate securities fraud settlement
Published by Olean Times Herald By JULIE McMAHON Syracuse Media Group (TNS) May 2, 2019 @ 12:28 pm — An Allegany County egg-farming family was awarded $3.2 million in what lawyers believe is the largest settlement of a…
Published by Investment News By InvestmentNews May 2, 2019 @ 12:28 pm — Funds sold to 401(k) plans as investment grade actually held lots of junk The Financial Industry Regulatory Authority Inc. has fined AXA Advisors$600,000 and ordered the…
Published by MyTwinTiers.com Posted: May 02, 2019 10:48 AM EDT Updated: May 02, 2019 10:48 AM EDT — ROCHESTER (WROC) – An egg-farming family in Allegany County is receiving a $3.2 million award after they said they…
Published by InsuranceNewsNet From Business Wire May 1, 2019 — A FINRA arbitration panel has awarded $3.2 million to an Alleghany County egg-farming family swindled in a variable annuity (VA) and life insurance scheme promoted by a former AXA…
Published by Spectrum News By Jim Aroune PUBLISHED 5:46 PM ET MAY. 01, 2019 UPDATED 9:11 AM ET MAY. 02, 2019 — A financial advisor fraud has led to the single largest securities settlement in Upstate New York. Counsel…
Published by 13 WHAM Rochester By Jane Flasch Wednesday, May 1st 2019 — Rochester, N.Y. — For their entire lives, Jim and Sandra Fitzpatrick managed an egg farm in rural Allegany County. In their retirement, their broker recommended…
PWCK Law Firm Cautions Case is Just “Tip of Iceberg” of Problem AXA Brokers; News Event Features 81-Year-Old Widow Who Lost Entire Life Savings to Same AXA Broker. — ROCHESTER, N.Y. – May 1, 2019 – A FINRA…