Published by InsuranceNewsNet From Business Wire May 1, 2019 — A FINRA arbitration panel has awarded $3.2 million to an Alleghany County egg-farming family swindled in a variable annuity (VA) and life insurance scheme promoted by a former AXA…
Securities Fraud
Published by Spectrum News By Jim Aroune PUBLISHED 5:46 PM ET MAY. 01, 2019 UPDATED 9:11 AM ET MAY. 02, 2019 — A financial advisor fraud has led to the single largest securities settlement in Upstate New York. Counsel…
Published by 13 WHAM Rochester By Jane Flasch Wednesday, May 1st 2019 — Rochester, N.Y. — For their entire lives, Jim and Sandra Fitzpatrick managed an egg farm in rural Allegany County. In their retirement, their broker recommended…
PWCK Law Firm Cautions Case is Just “Tip of Iceberg” of Problem AXA Brokers; News Event Features 81-Year-Old Widow Who Lost Entire Life Savings to Same AXA Broker. — ROCHESTER, N.Y. – May 1, 2019 – A FINRA…
Published by ThinkAdvisor By Melanie Waddell May 01, 2019 — The arb award is the largest ever imposed on AXA, the plaintiffs’ lawyers said. A Financial Industry Regulatory Authority arbitration panel awarded an elderly couple from New…
Published by wealthmanagement.com By Diana Britton May 01, 2019 — The couple said their AXA broker sold them high-end, high-commission annuities and life insurance policies when they didn’t need them. A FINRA arbitration panel has ordered AXA Advisors to…
Published by Business Wire May 01, 2019 02:49 PM Eastern Daylight Time — ROCHESTER, N.Y.–(BUSINESS WIRE)–A FINRA arbitration panel has awarded $3.2 million to an Alleghany County egg-farming family swindled in a variable annuity (VA) and life insurance scheme…
Published by New York Upstate News By Julie Mcmahon Updated 3:01 PM; Today 2:35 PM — An Alleghany County egg-farming family was awarded $3.2 million in what lawyers believe is the largest settlement of a financial securities fraud case in…
PWCK Law Firm Cautions Case is Just “Tip of Iceberg” of Problem AXA Brokers; News Event Features 81-Year-Old Widow Who Lost Entire Life Savings to Same AXA Broker. — ROCHESTER, N.Y. – May 1, 2019 – A FINRA…
Published by CNBC By Sarah Obrien Published 10:01 AM ET Mon, 25 March 2019 — Dishonest advisors or brokers may not be the norm. When they turn up, though, hold on to your pocketbook. In the latest monthly list of…