Published by News 5 Cleveland By News 5 Staff Posted: 6:22 PM, Mar 28, 2019 — CLEVELAND — A lawsuit filed against University Hospitals, equipment manufacturers and delivery services that was unsealed on Tuesday describes a series…
Securities Fraud
Published by Springfield News-Sun By Thomas Gnau Updated Feb 25, 2019 — DAYTON — A U.S. District Court judge has ordered a former Dayton-area financial broker to pay more than $1.1 million in a civil case brought against him…
Published by Dayton Daily News By Thomas Gnau Updated Oct 02, 2018 — A former Dayton investment advisor misappropriated more than $1.6 million from clients — many who were elderly — for the past 14 years, the U.S. Securities…
Published by HoumaToday.com By Dan Copp Posted Jan 31, 2019 at 9:35 PMUpdated Jan 31, 2019 at 9:35 PM — A local businessman and former vice president of the Greater Lafourche Port Commission was arrested today after stealing nearly $1 million from his clients, authorities said. Kristian “Kris” Gaudet, 45,…
Published by CNBC By Sarah O’Brien Published 9:59 AM ET Thu, 21 Feb 2019 — Each year, an estimated 50 percent of people are victims of financial foul play, and 16.5 percent say it’s in the form of investment…
Published by The Wall Street Joural By Leslie Scism Updated Sept. 19, 2018 10:54 a.m. ET — A long decline in interest rates caused premiums to soar when they were supposed to stay level A popular insurance product of…
Published by Insurance news net By Jordan Smith Jan 7, 2019 — Commentary Traditional, nonguaranteed universal life insurance (often described in the insurance industry as current assumption UL) has been subjected to rather brutal criticism over the past few…
Published by The Wall Street Journal By Jean Eaglesham and Coulter Jones Nov. 17, 2018 8:00 a.m. ET — Brokers with scrubbed records are more likely to generate complaints, two academics found Thousands of brokers have scrubbed their records clean of…
Published by The Wall Street Journal By Ben Eisen and Lisa Beilfuss Oct. 27, 2018 12:00 p.m. ET — Annuity sales were $59.5 billion from April to June, the highest since late 2015 A retirement investment product associated with steak-dinner sales…
Published by Pittsburgh Post-Gazettte August 27, 2018 at 8:00 AM By LEN BOSELOVIC Scott Kohn, an ex-felon who orchestrated a nationwide scheme that victimized retirees as well as investors seeking safe monthly income, is nowhere to be found. Investigators…