Swindled Mass. Investors Blame Canadian Portfolio Managers By: Alison Noon Originally Published on Law360 Law360, Boston (February 16, 2018, 7:35 PM EST) — An attorney for 16 wealthy investors conned by an admitted securities fraudster and his sham hedge fund…
Securities Fraud
Ray C. Davis and Behavioral Recognition Systems, Inc., or BRS, Allegedly Made Solicitations of over $28 Million from Investors Involving Seven Equity Offerings Ray Davis and Behavioral Recognition Systems, Inc., (BRS) allegedly made solicitations greater than $28 million…
SEC is Charging that Woodbridge Group, the Developer of High-end Properties in Fork Valley and Other Locations, Allegedly Defeauded Thousands of Investors in a $1.2 Billion Ponzi Scheme which Purportedly Targeted Main Street Investors The U.S. Securities and…
Harbor Capital (Fairport, NY), Same Brokerage Responsible for Retired Teacher’s $450,000 Award, Back in the Cross-Hairs. ROCHESTER, NY (December 1, 2017) — Similar to the investment advice received by retired teacher Libby Jachles (recently awarded over $450,000 by a Financial Industry…
Woodbridge Mortgage Investment Fund— Unlicensed Individuals to Sell Unregistered Securities Woodbridge Mortgage Investment Fund Allegedly Implemented Unlicensed Individuals to Sell Unregistered Securities Woodbridge Mortgage Investment Fund of Sherman Oaks, California, has fallen under regulatory actions following allegations that the…
Sylvester King Jr. Allegedly Participated in Private Securities Transactions with a Startup Internet Branding Company, Global Village Concerns, Inc. or GVC; King Allegedly Sold over $5 Million Unregistered, Illiquid Securities to NFL Players and Other Customers Sylvester King…
In 2015, Elizabeth Jachles hired our firm to represent her claim against American Portfolios, as a result of the investment advice she received at Harbor Capital Advisory Services. While the stock market saw substantial growth, Jachles earned relatively…
Representative Cases – Working together with attorney Judson Lee in Mississippi, the firm represented over 100 Mississippi investors in a series of arbitrations brought against Morgan Stanley & Co. The arbitrations stemmed from the reckless actions of its…
Representative Cases – The firm represented a class of retirement investors concerning the management of their JP Morgan Chase Stable Value Fund. The firm was able to successfully reach a settlement for the investors, due to the JP…
Representative Cases – The firm’s lawyers represented several investors in connection with claims for losses involving misrepresentations and omissions relating to Securities America’s sales of Medical Capital Notes. The investors have alleged that Securities America and its representatives…