Woodbridge Mortgage Investment Fund— Unlicensed Individuals to Sell Unregistered Securities Woodbridge Mortgage Investment Fund Allegedly Implemented Unlicensed Individuals to Sell Unregistered Securities Woodbridge Mortgage Investment Fund of Sherman Oaks, California, has fallen under regulatory actions following allegations that the…
Securities Fraud
Sylvester King Jr. Allegedly Participated in Private Securities Transactions with a Startup Internet Branding Company, Global Village Concerns, Inc. or GVC; King Allegedly Sold over $5 Million Unregistered, Illiquid Securities to NFL Players and Other Customers Sylvester King…
In 2015, Elizabeth Jachles hired our firm to represent her claim against American Portfolios, as a result of the investment advice she received at Harbor Capital Advisory Services. While the stock market saw substantial growth, Jachles earned relatively…
Representative Cases – Working together with attorney Judson Lee in Mississippi, the firm represented over 100 Mississippi investors in a series of arbitrations brought against Morgan Stanley & Co. The arbitrations stemmed from the reckless actions of its…
Representative Cases – The firm represented a class of retirement investors concerning the management of their JP Morgan Chase Stable Value Fund. The firm was able to successfully reach a settlement for the investors, due to the JP…
Representative Cases – The firm’s lawyers represented several investors in connection with claims for losses involving misrepresentations and omissions relating to Securities America’s sales of Medical Capital Notes. The investors have alleged that Securities America and its representatives…
Gopi Krishna Vungarala Allegedly Made False and Misleading Statements to a Native American Tribe and Purportedly Persuaded the Tribe to Invest Hundreds of Millions of Dollars in Non-traded Real Estate Investment Trusts and Business Development Companies but Failed to Disclose that…
Retired Rochester (NY) Teacher Awarded Over $450,000 American Portfolios Financial Services, Inc. of Holbrook (NY) Found Liable ROCHESTER, NY (November 6, 2017) — On November 2, 2017, a Financial Industry Regulatory Authority (“FINRA”) Arbitration Panel awarded Elizabeth Jachles (“Libby”), a…
Sonya D. Camarco Allegedly Orchestrated Fraud by Purportedly Making Misappropriations of over $2.8 Million from Her Clients and Customers, Purportedly Including Many Elderly Clients Colorado Springs resident Sonya D. Camarco, has had her assets frozen by the SEC…
Louis Navellier and Navellier & Associates, Inc. Allegedly Issued False Performance Claims in His Advertising Materials Louis Navellier and Navellier & Associates, Inc. from 2010 to 2013, Mr. Navellier allegedly defrauded their clients and prospective clients, by purportedly…