Published by The Wall Street Journal By Jean Eaglesham and Coulter Jones Nov. 17, 2018 8:00 a.m. ET — Brokers with scrubbed records are more likely to generate complaints, two academics found Thousands of brokers have scrubbed their records clean of…
Securities Fraud
Published by The Wall Street Journal By Ben Eisen and Lisa Beilfuss Oct. 27, 2018 12:00 p.m. ET — Annuity sales were $59.5 billion from April to June, the highest since late 2015 A retirement investment product associated with steak-dinner sales…
Published by Pittsburgh Post-Gazettte August 27, 2018 at 8:00 AM By LEN BOSELOVIC Scott Kohn, an ex-felon who orchestrated a nationwide scheme that victimized retirees as well as investors seeking safe monthly income, is nowhere to be found. Investigators…
Swindled Mass. Investors Blame Canadian Portfolio Managers By: Alison Noon Originally Published on Law360 Law360, Boston (February 16, 2018, 7:35 PM EST) — An attorney for 16 wealthy investors conned by an admitted securities fraudster and his sham hedge fund…
Ray C. Davis and Behavioral Recognition Systems, Inc., or BRS, Allegedly Made Solicitations of over $28 Million from Investors Involving Seven Equity Offerings Ray Davis and Behavioral Recognition Systems, Inc., (BRS) allegedly made solicitations greater than $28 million…
SEC is Charging that Woodbridge Group, the Developer of High-end Properties in Fork Valley and Other Locations, Allegedly Defeauded Thousands of Investors in a $1.2 Billion Ponzi Scheme which Purportedly Targeted Main Street Investors The U.S. Securities and…
Harbor Capital (Fairport, NY), Same Brokerage Responsible for Retired Teacher’s $450,000 Award, Back in the Cross-Hairs. ROCHESTER, NY (December 1, 2017) — Similar to the investment advice received by retired teacher Libby Jachles (recently awarded over $450,000 by a Financial Industry…
Woodbridge Mortgage Investment Fund— Unlicensed Individuals to Sell Unregistered Securities Woodbridge Mortgage Investment Fund Allegedly Implemented Unlicensed Individuals to Sell Unregistered Securities Woodbridge Mortgage Investment Fund of Sherman Oaks, California, has fallen under regulatory actions following allegations that the…
Sylvester King Jr. Allegedly Participated in Private Securities Transactions with a Startup Internet Branding Company, Global Village Concerns, Inc. or GVC; King Allegedly Sold over $5 Million Unregistered, Illiquid Securities to NFL Players and Other Customers Sylvester King…
In 2015, Elizabeth Jachles hired our firm to represent her claim against American Portfolios, as a result of the investment advice she received at Harbor Capital Advisory Services. While the stock market saw substantial growth, Jachles earned relatively…