Patrick O. Howard and Dallas-based Optimal Economics Capital Partners, LLC Allegedly Used New Investor Money in Order to Make Ponzi-like Payments to Previous Investors Have you or a loved one lost funds investing in OE Capital Ventures LLC?…
Securities Fraud
Dwayne Edwards is alleged to have committed fraud as part of a scheme in which Dwayne Edwards raised monies through municipal bonds. According to a complaint filed by the Securities Exchange Commission in federal court, Dwayne Edwards made…
808 Renewable Energy Corp. and its founder and CEO Patrick Carter Allegedly Misled Investors and Ran a $30 Million Fraud Scheme 808 Renewable Energy Corp. and its CEO and founder Patrick Carter the founder and CEO of 808…
Roger Zullo Allegedly Took Part in Sales of Costly Variable Annuities to Retirees and Health Care Workers Which Brought in as Much as $1.8 Million in Commissions Roger S. Zullo, an investment adviser with Boston’s LPL Financial, allegedly…
Davis Escarcega Allegedly Made Materially False and Misleading Statements to seven customers in connection with their purchase of securities Totaling Approximately $4.1 Million Davis Joseph Escarcega, of Phoenix, Arizona, allegedly made false and misleading material misrepresentations to investors…
Dawn Bennett Allegedly Failed to Testify in an Investigation of Possible Fraud Related to Her Clothing Company, DJBennett.com Dawn Bennett allegedly failed to provide testimony in an investigation of possible fraud related to her clothing company, DJBennett.com, according…
Tom Andrews Allegedly Orchestrated an Almost $9 Million Investment Fraud Scheme in Utah; Federal Judge Spurns Andrews’ Plea Deal Tom Andrews allegedly took part in an almost $9 million investment fraud scheme in Utah, according to reports from…
Ash Narayan Suspended on an Interim Basis by the Certified Financial Planner Board of Standards, Inc. (CFP Board) Ash Narayan is facing an interim suspension from the Certified Financial Planner Board of Standards, Inc. (CFP Board), according to…
United Development Funding IV investors represented by Peiffer Wolf Carr & Kane securities lawyers have filed claims against brokerage firms that improperly sold unsuitable UDF IV products. The UDF investors are seeking the return of their funds lost…
On October 18, 2016, United Development Fund IV (“UDF”) announced its receipt of a notice of delisting from the parent entity of the NASDAQ exchange. This notice came in response to UDF’s inability to meet its filing deadline…