Davis Escarcega Allegedly Made Materially False and Misleading Statements to seven customers in connection with their purchase of securities Totaling Approximately $4.1 Million Davis Joseph Escarcega, of Phoenix, Arizona, allegedly made false and misleading material misrepresentations to investors…
Securities Fraud
Dawn Bennett Allegedly Failed to Testify in an Investigation of Possible Fraud Related to Her Clothing Company, DJBennett.com Dawn Bennett allegedly failed to provide testimony in an investigation of possible fraud related to her clothing company, DJBennett.com, according…
Tom Andrews Allegedly Orchestrated an Almost $9 Million Investment Fraud Scheme in Utah; Federal Judge Spurns Andrews’ Plea Deal Tom Andrews allegedly took part in an almost $9 million investment fraud scheme in Utah, according to reports from…
Ash Narayan Suspended on an Interim Basis by the Certified Financial Planner Board of Standards, Inc. (CFP Board) Ash Narayan is facing an interim suspension from the Certified Financial Planner Board of Standards, Inc. (CFP Board), according to…
United Development Funding IV investors represented by Peiffer Wolf Carr & Kane securities lawyers have filed claims against brokerage firms that improperly sold unsuitable UDF IV products. The UDF investors are seeking the return of their funds lost…
On October 18, 2016, United Development Fund IV (“UDF”) announced its receipt of a notice of delisting from the parent entity of the NASDAQ exchange. This notice came in response to UDF’s inability to meet its filing deadline…
Traffic Monsoon and Charles Scoville are alleged to have operated a fraudulent scam that affected over 160,000 members/investors in Traffic Monsoon throughout the world. The Securities and Exchange Commission filed a complaint against Traffic Monsoon that alleges that…
Peter Kohli Allegedly Raised $3.2 Million through Fraudulent Measure; Kohli Allegedly Raised Funds as the Fund Was Purportedly Plummeting Peter Kohli, of Pottstown, PA, allegedly used fraudulent means to raise more than $3.2 million from a pool of…
Wells Fargo & Co customers aiming to sue the bank over bogus accounts opened in their names may be in for an unpleasant surprise: the fine print requires them to take their claims to an arbitrator instead of…
Christopher Brogdon investors represented by the Peiffer Wolf Carr & Kane securities lawyers have filed a new lawsuit to recover money they invested in municipal bonds offered and sold by Christopher Brogdon. The Brogdon Bond investor lawsuit was…