UDF Investors Retaining the Peiffer Wolf Carr & Kane Securities Lawyers for Class Actions and Cases Against Brokerage Firms That Recommended UDF Investments Recently securities lawyer Joe Peiffer, a partner with the Peiffer Wolf Carr & Kane law…
Securities Fraud
Berkeley-based Wine Retailer Premier Cru, under its Corporate Name, Fox Ortega Enterprises, Petitioned for Chapter 7 Protection under Federal Bankruptcy Law; Premier Cru Lists Just $7 Million in Assets, including $6.8 Million Worth of Wine, and $70 Million…
George W. Montgomery, Whose Partner was Indicted on More than 60 Felony Charges and Was Facing Eviction and Was “Main Target” of a Criminal Case before before Purportedly Falling to Suicide from Multiple Gun Shots Have you lost…
Dawn J. Bennett, Host of “Financial Myth Busting” and Founder of Bennett Group Financial Services in Washington D.C., Allegedly Inflated Her Firm’s Assets by Much as Five Times Actual Amount Dawn J. Bennett, 53, Host of “Financial Myth Busting”…
American Growth Funding II LLC (AGF II) and Ralph Johnson Allegedly Lied to Investors Repeated Times Regarding Purchases of High-Yield Securities, No Audits of AGF II until 2014 American Growth Funding II LLC (AGF II) and its owner…
Timothy S. Demski and Scott Stephan Allegedly Developed an Untested Algorithm Composed of Day-trading ETFs Walter F. Grenda, of Hamburg, NY and Timothy S. Dembski, of Lancaster, NY, allegedly made false and misleading statements to their clients, recommending…
Larry Werbel, of Suburban Cleveland, Allegedly Located Investors, and Urged them to Buy $3 Million in Shares of VGTel, Inc. (VGTL) Larry Werbel, a Chagrin Falls, Ohio financial adviser, allegedly assisted to orchestrate a scheme wherein he purportedly…
“It is really on the broker to do the right thing, because the typical investor doesn’t know enough to know if the broker and his firm have the investor’s interest at heart”. Read full article in The New…
“They need to get this [expungement] process out of arbitration and into the hands of regulators”! More in the InvestmentNews article…
‘‘I get the sense that mandatory arbitration will be allowed in the final rule”, Joseph Peiffer, president of the Public Investors Arbitration Bar Association (PIABA) in Norman, Okla., who testified during the hearing, told Bloomberg BNA on Sept. 2. More on the…