Louis Navellier and Navellier & Associates, Inc. Allegedly Issued False Performance Claims in His Advertising Materials Louis Navellier and Navellier & Associates, Inc. from 2010 to 2013, Mr. Navellier allegedly defrauded their clients and prospective clients, by purportedly…
Roger S. Zullo and His Firm LPL Financial Allegedly Falsified Client Financial Suitability Profiles, Defrauded His Clients, and Purportedly Sold His Customers– Many of whom Were Senior Citizens– Unsuitable Variable Annuities; Roger S. Zullo Allegedly Brought in $1.8 million…
Kyle P. Harrington Allegedly Concealed Undisclosed Private Securities Transactions from National Securities Corporation; Linda Milberger Also Allegedly Gave Assistants to Fabricate False Documents to Submit to FINRA to Hide the Aforementioned Misconduct Kyle Harrington allegedly concealed undisclosed private securities transactions…
Heidi Heiser, a Former Customer Service and Sales Agent for CenturyLink from August 2015 to October 2016, Allegedly Lost Her Job after Blowing the Whistle during the Course of a Companywide Question-and-answer Session on an Internal Message Board…
Wells Fargo’s Mortgage Office, Following a Huge Scandal in Its Consumer Division, Mortgage Office, Allegedly Implemented Unauthorized Alterations to Home Loans Owned by Customers in Bankruptcy Well Fargo’s Mortgage office allegedly implemented unauthorized alterations to home loans which…
Published by Financial Planning/SourceMedia by Ann Marsh June 13, 2019 — ‘That’s not me!’ What happened when AXA played a recording in an arbitration The attorneys for AXA Advisors thought they were about to catch James and Sandra…