GPB | Financial Planing | Tobias Salinger | October 17, 2019 Since 2018, the SEC, FINRA, and Massachusetts securities regulators have launched investigations into GPB Capital Holdings. Additionally, the FBI and the New York City Business Integrity Commission…
Broker-Dealer, Newbridge Securities | Financial Advisor IQ | Alex Padalka | October 1, 2019 Finra has fined a Florida-based broker-dealer $225,000 for alleged failures to supervise the sales of complex investment products, the industry’s self-regulator says. From July…
CNN | Faith Karimi | September 26, 2019 (CNN) A freezer malfunctioned at the Children’s Hospital Los Angeles, destroying stored blood stem cells for 56 patients, some of whom are fighting cancer. In a statement Wednesday, the hospital…
Freezer Failure | Daily Beast | Jamie Ross | 09.26.19 A freezer failure at a kids’ hospital in Los Angeles has destroyed blood stem cells from dozens of young patients who are fighting cancer. In a statement Wednesday,…
GPB Capital | Sun Journal | J. Craig Anderson | September 25, 2019 Two law firms allege investment brokers pushed unsuitably risky investments in GPB Capital Holdings on retirees and other unsophisticated investors, including those in Maine and…
Newbridge Securities | Investment News| Sep 27, 2019 @ 2:20 pm The Financial Industry Regulatory Authority Inc. has censured Newbridge Securities and fined the Boca Raton, Fla.-based firm $225,000 for having failed to adequately supervise the sale of complex…