Published by ABC 13 WHAM Rochester by Jane Flasch/WHAM Thursday, May 2nd 2019 — Rochester, N.Y. – 13WHAM reported Wednesday about a Rochester investment broker convicted of grand larceny involving one client – and ordered to pay $2.3 million to…
Published by Financial Advisor IQ By Alex Padalka May 3, 2019 — AXA Advisors is on the hook for close to $4 million over alleged failures in supervising the variable annuity and insurance sales by one of its brokers…
Published by Olean Times Herald By JULIE McMAHON Syracuse Media Group (TNS) May 2, 2019 @ 12:28 pm — An Allegany County egg-farming family was awarded $3.2 million in what lawyers believe is the largest settlement of a…
Published by Investment News By InvestmentNews May 2, 2019 @ 12:28 pm — Funds sold to 401(k) plans as investment grade actually held lots of junk The Financial Industry Regulatory Authority Inc. has fined AXA Advisors$600,000 and ordered the…
Published by MyTwinTiers.com Posted: May 02, 2019 10:48 AM EDT Updated: May 02, 2019 10:48 AM EDT — ROCHESTER (WROC) – An egg-farming family in Allegany County is receiving a $3.2 million award after they said they…
Published by InsuranceNewsNet From Business Wire May 1, 2019 — A FINRA arbitration panel has awarded $3.2 million to an Alleghany County egg-farming family swindled in a variable annuity (VA) and life insurance scheme promoted by a former AXA…